Posts tagged ‘SEC’

August 4, 2011

Plain Speak from the SEC

Often enough it takes all my powers of concentration and a good dose of caffeine to wade through various SEC rulings and other dispatches. (See my earlier post on model-generated quant recs.)

This primer, intended for individual investors, is a refreshing exercise in clear and direct communication.

I also think it should be published into a little booklet and included in every IA’s marketing kit. Handy!

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